exchange commission Archives - Aronoff, Rosen & Hunt, LPA

June 28, 2019

What is a Security for Purposes of Registration Requirements with the Securities and Exchange Commission?

ARHLaw Blog, Daniel A. Perry AR&H, Aronoff Rosen & Hunt, Best Law Firm, best law firms, Best Lawyers, business, Cincinnati attorney, Daniel A. Perry, Daniel Perry, exchange commission, Great Depression, Howey Test, legal advice, Registration Requirements, Security, Stock MarkeT Crash

By: Daniel A. PerryBecause of the Stock Market Crash of 1929 followed by Great Depression in the 1930s, sweeping changes occurred to the financial markets in the form of new legislation. These changes were put in place to prevent the abuses believed to have led to the Stock Market Crash and Great Depression. These acts […]