Shareholder Agreements, Partnership Agreements and Operating Agreements
Formation of Joint Ventures
Securities Transactions – Offerings of Stock, Notes, Limited Partnership Interests and Membership Interests in LLCs
Convertible Debt Offerings
Representing Lenders and Borrowers in Asset-Based Lending Transactions
Structured Finance Transactions
Mezzanine Loan Transactions
Partnership Breakups, Buyout and Disputes
Credit Facilities, Loan Agreements and Commercial Transactions
General Business and Corporate Counsel
Legal and Compliance Related Questions
Acting as Outside General Counsel
Business Formation
Shareholder Agreements, Partnership Agreements and Operating Agreements
Formation of Joint Ventures
Securities Transactions – Offerings of Stock, Notes, Limited Partnership Interests and Membership Interests in LLCs
Convertible Debt Offerings
Representing Lenders and Borrowers in Asset-Based Lending Transactions
Structured Finance Transactions
Mezzanine Loan Transactions
Partnership Breakups, Buyout and Disputes
Credit Facilities, Loan Agreements and Commercial Transactions
Corporate Governance
Board Meetings and Drafting Annual Minutes
Legal Advice for Corporate Officers and Directors Including Legal Advice Regarding Fiduciary Duties and Avoidance of Possible Claims
Compliance, Drafting, and General Counsel on Officer Equity Plans
Counsel and Preparation of Various Corporate Governance Plans
Executive Compensation and Employee Benefits
Compliance with Department of Labor (DOL) Fiduciary Duties
Compliance with Conflict of Interest Rule Under DOL
Drafting and Preparation of Best Interest Contracts
Counsel and Compliance to Avoid Prohibited Transactions and Securing Exemptions from Prohibited Transactions
Preparation and Counsel Regarding Plan Design and the Governance of Securities and Related Transactions
Defense and Preparation for DOL Investigations and IRS Audits Related to Employee Benefits and Executive Compensation
Counsel Regarding Compliance with SEC, DOL, IRS and FINRA
Risk Management
Counsel and Preparation of Documents Regarding Collecting Investment Funds
Counsel and Representation of Fiduciary Compliance and Fiduciary Issues Related to Fund Formation, Corporate Transactions of Funds, Investment Managers, Plan Investors and Institutions Designing Financial Products
Establishing Best Practices for Fiduciary Conduct and Scope of Activities
