securities Archives - Aronoff, Rosen & Hunt, LPA

securities

November 1, 2019

Best Practices for Verifying Accredited Investors

ARHLaw Blog, Daniel A. Perry, News Accredited Investor, AR&H, Aronoff Rosen & Hunt, private equity fund, rule 506c, securities

[vc_row][vc_column][vc_column_text] Best Practices For Verifying Accredited Investors By Daniel A. Perry, Esq. The recent passage of the Rule 506(c) Exemption from Registration with the Securities and Exchange Commission (“SEC”) brought with it a deviation from the general ban against general solicitation in the offer and sale of a security standards. However, this is a […]

October 31, 2019

The Pros and Cons of Using Rule 506(b) for Your Private Equity Offering

ARHLaw Blog, Daniel A. Perry Accredited Investor, AR&H, Aronoff Rosen & Hunt, private equity fund, rule 506b, securities

The Pros and Cons of Using Rule 506(b) for Your Private Equity Offering By Daniel A. Perry, Esq. Rule 506(b) is a rule that exempts a private offering from registration under the Securities Act of 1933. In general, the sale of securities must be registered unless the security qualifies as exempt from registration. This typically […]