Qualified Client Archives - Aronoff, Rosen & Hunt, LPA

July 17, 2019

What is a Qualified Client?

ARHLaw Blog, Daniel A. Perry Adviser, AR&H, Aronoff Rosen & Hunt, Best Law Firm, best law firms, Best Lawyers, business, Cincinnati attorney, Daniel A. Perry, Daniel Perry, legal advice, Qualified Client, Rule 205-3, The Investment Advisers Act

By: Daniel A. PerryThe Investment Advisers ActIn 1940, the United States Congress passed the Investment Advisers Act. This act created several registration requirements that continue to be changed today in both the federal and state security division landscapes. The 1940 Act made it unlawful for most financial advisers to charge performance fees to its clients […]