Investment Company Act of 1940 Archives - Aronoff, Rosen & Hunt, LPA

July 17, 2019

What is a Qualified Purchaser?

ARHLaw Blog, Daniel A. Perry 3(c)(7), AR&H, Aronoff Rosen & Hunt, Best Law Firm, best law firms, Best Lawyers, business, Cincinnati attorney, Daniel A. Perry, Daniel Perry, Investment Company Act of 1940, legal advice, Qualified Purchaser, SEC, Securities and Exchange Commission

By: Daniel A. Perry Under the Investment Company Act of 1940, there were many new regulations and requirements for investment companies and the requirement to register certain securities. Specifically addressed and relied upon in the Investment Company Act of 1940 includes private funds, private equity funds, and a variety of other unregistered securities. Under Section 3(c)(7) […]